Anne Mary Nichols

Employer firm

Fern Capital Inc. CRD 230790

$71.0M regulatory AUM 71 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
QUALIFIED PLAN AND INVESTMENT CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Fern Capital Inc.

Dearborn Heights, MI • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2016-10-20

MI RA
APPROVED

Since 2016-10-20

Branch Locations

Huntington Woods, MI • United States

Dearborn Heights, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fern Capital Inc.	Huntington Woods	MI	10/2016	Present
Unemployed	Huntington Woods	MI	02/2016	10/2016

10/2016 → Present

Fern Capital Inc.

Huntington Woods, MI
02/2016 → 10/2016

Unemployed

Huntington Woods, MI

Other Businesses

Eagle Capital Growth Fund;Is the Business investment-related? Yes; 225 East Mason Street, Suite 802, Milwaukee, WI 53202-3657; Closed End Fund; Board Member; 08/2021; 2 hrs/month;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-10-18

S63 Uniform Securities Agent State Law Examination

1999-10-18

Designations

Chartered Financial Analyst

Other Names

Anne Nichols

View on SEC IAPD