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Ana Norka Fernandez

Allgen Financial Advisors, Inc.

Orlando, FL

CRD 3190191

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Employer firm

Allgen Financial Advisors, Inc. CRD 126877

$475M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Allgen Financial Advisors, Inc.

100 W. Lucerne Circle Suite 200, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-03-30
FL RA APPROVED 2011-01-13
  • TX RA
    APPROVED
    Since 2011-03-30
  • FL RA
    APPROVED
    Since 2011-01-13

Branch Locations

100 W. Lucerne Circle Suite 200, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allgen Financial Services, Inc. Orlando FL 12/2010 Present
Income Tax Preparation Services Orlando FL 01/2003 10/2017
Residential Property Manager Orlando FL 01/2003 10/2017
  • 12/2010 → Present
    Allgen Financial Services, Inc.
    Orlando, FL
  • 01/2003 → 10/2017
    Income Tax Preparation Services
    Orlando, FL
  • 01/2003 → 10/2017
    Residential Property Manager
    Orlando, FL
Previous Registrations
  • 2005-01-26 → 2010-11-30
    Heritage Financial Services, Llc
    Winter Park, FL
  • 2002-10-31 → 2003-05-16
    Equity Services, Inc.
    Winter Park, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-14
S63 Uniform Securities Agent State Law Examination 1999-04-24
  • S65 Uniform Investment Adviser Law Examination
    1999-07-14
  • S63 Uniform Securities Agent State Law Examination
    1999-04-24
Designations
  • Certified Financial Planner
Other Names
  • Ana Fernandez

View on SEC IAPD

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Nearby Investors

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Nearby Offices

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