Douglas Robert Orifice

Employer firm

Arsenal Financial, LLC CRD 291073

Reported services (Item 5G)

• Financial planning

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → Present
  Lpl Financial Llc
  Watertown, MA
• 01/2018 → Present
  Arsenal Financial, Llc
  Watertown, MA

Previous Registrations

• 2009-10-30 → 2010-08-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hingham, MA
  S. Braintree, MA
• 2006-05-15 → 2009-10-23
  Banc Of America Investment Services, Inc.
  S. Braintree, MA
  S. Braintree, MA
  Randolph, MA
  Braintree, MA
  S. Braintree, MA
  Hingham, MA

Other Businesses

1. 09/04/2012: REAL ESTATE RENTAL / WIFE AND I OWN A SECOND HOME IN WOODSTOCK, NH. WILL RENT OCCASIONALLY. CURRENTLY DO NOT HAVE CLIENTS AS RENTERS / TIME SPENT 5% 2. 8/22/2017 - ARSENAL FINANCIAL, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/10/2017 - 160 Hours Per Month/40 Hours During Securities Trading. 3. 4/5/2018 - ARSENAL FINANCIAL, LLC - DBA: (FP) ARSENAL PLANNING - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/14/2018 - 30 Hours Per Month/8 Hours During Securities Trading - I provide financial planning and consulting services through Arsenal Planning, an independent investment advisor firm. I started this business activity in 03/14/2018. I expect to spend approximately 30 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/26/2020 - ARSENAL FINANCIAL, LLC - DBA: SOUTH SHORE FINANCIAL CONSULTANTS, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Owner - Started 03/05/2012 - 4 Hours Per Month/2 Hours During Securities Trading - Life, Health, disability, LTC, Fixed Annuities. 5. 2/25/2021 - FELTON GORE REALTY LLC - Investment Related - 99 Longwater Circle, Suite 204, Norwell, MA 02061 - Real Estate Rental - Started 01/14/2021 - 2 Hours Per Month/1 Hour During Securities Trading - Entity will lease to and receive rents from financial planning practice.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-12-19
• S63 Uniform Securities Agent State Law Examination
  1999-03-31