Ashwini Bhatnagar

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → 12/2020
  Fa Freedom Llc
  Belle Mead, NJ
• 12/2016 → Present
  Hsbc Securities Usa Inc.
  New York, NY
• 05/2016 → 12/2016
  Unemployment
  Belle Mead, NJ
• 05/2026 → Present
  Hsbc Bank Usa, N.A.
  New York, NY

Previous Registrations

• 2013-03-18 → 2016-05-06
  Citigroup Global Markets Inc.
  Long Island City, NY
• 2009-02-19 → 2009-12-31
  Preiva Wealth
  Titusville, NJ

Other Businesses

1.Halocy LLC 2. Not Investment related 3. 9 Saddlewood Court, Belle Mead, NJ 08502 4. Platform for non-profits to track their physical donations 5. Advisor 6. Advisor 7. Advisor 8. Nov 15, 2021 9. 60 hours per year or assuming 24 hours in a day 3 days per year 10. 0 during business hours 11. Advisor on product function and future functionality Technology platform to: To make the process of giving a physical donation transparent by tracking the donation from the point of giving to the point of receiving. Give non-profits, such as food banks, the ability to inventory their non-monetary needs so donators may donate the most needed items. 1. The name of the other business - None - Personal Video Cast 2. Whether the business is investment-related: NO 3. The address of the other business - 9 Saddlewood Court, Belle Mead, NJ 08502 4. The nature of the other business: None - Personal Video Cast 5. Your position: Interviewer 6. Title/Relationship with the other business: Sole owner 7. The start date of your relationship: 6/1/2025 8. The approximate number of hours/month you devote to the other business: 1 hour per week or assuming 24 hours in a day 3 days per year. 9. The number of hours you devote to the other business during securities trading hours: Zero 10. Briefly describe your duties relating to the other business: Interviewer and host of video cast related to health issues. For educational purposes only.

Exams

• S66 Uniform Combined State Law Examination
  2013-03-15
• S63 Uniform Securities Agent State Law Examination
  1999-07-06

Designations

• Certified Financial Planner

Other Names

• Ash Bhatnagar