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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-05-20 |
| TX | RA | APPROVED | 2025-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Williamstown | KY | 02/2013 | 08/2017 |
| Student | Walton | KY | 08/2017 | 05/2021 |
| Student | Richmond | KY | 06/2021 | 05/2024 |
| Florence Baptist Church | Florence | KY | 06/2022 | 08/2022 |
| United Parcel Service | Walton | KY | 01/2021 | 02/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2023 | 06/2024 |
| Northwestern Mutual Investment Services Llc | Cincinnati | OH | 09/2023 | 06/2024 |
| Fidelity Investments | Covington | KY | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-27 |
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