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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-23 |
| TX | RA | APPROVED | 2024-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cibc (Canadian Imperial Bank Of Commerce) | Toronto | 09/2017 | 11/2022 | |
| Unemployed | Thornhill | 07/2017 | 08/2017 | |
| Gravitas Securities | Toronto | 08/2015 | 06/2017 | |
| Cuso Financial Services, L.P. | San Diego | CA | 08/2023 | 09/2024 |
| Woodmont College | Miami Beach | FL | 01/2023 | 09/2023 |
| Cuso Financial Llc | San Diego | CA | 08/2023 | 08/2024 |
| Jpmorgan Chase Bank, N.A. | Boca Raton | FL | 09/2024 | Present |
| J.P. Morgan Securities Llc | Boca Raton | FL | 09/2024 | Present |
| Unemployed | Boca Raton | FL | 12/2022 | 01/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-25 |
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