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Brian John Singer

J.P. Morgan Securities LLC

Boca Raton, FL

CRD 7702071

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-23
TX RA APPROVED 2024-09-20
  • FL RA
    APPROVED
    Since 2024-09-23
  • TX RA
    APPROVED
    Since 2024-09-20

Branch Locations

20441 State Road 7, Boca Raton, FL 33498 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cibc (Canadian Imperial Bank Of Commerce) Toronto 09/2017 11/2022
Unemployed Thornhill 07/2017 08/2017
Gravitas Securities Toronto 08/2015 06/2017
Cuso Financial Services, L.P. San Diego CA 08/2023 09/2024
Woodmont College Miami Beach FL 01/2023 09/2023
Cuso Financial Llc San Diego CA 08/2023 08/2024
Jpmorgan Chase Bank, N.A. Boca Raton FL 09/2024 Present
J.P. Morgan Securities Llc Boca Raton FL 09/2024 Present
Unemployed Boca Raton FL 12/2022 01/2023
  • 09/2017 → 11/2022
    Cibc (Canadian Imperial Bank Of Commerce)
    Toronto
  • 07/2017 → 08/2017
    Unemployed
    Thornhill
  • 08/2015 → 06/2017
    Gravitas Securities
    Toronto
  • 08/2023 → 09/2024
    Cuso Financial Services, L.P.
    San Diego, CA
  • 01/2023 → 09/2023
    Woodmont College
    Miami Beach, FL
  • 08/2023 → 08/2024
    Cuso Financial Llc
    San Diego, CA
  • 09/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Boca Raton, FL
  • 09/2024 → Present
    Boca Raton, FL
  • 12/2022 → 01/2023
    Unemployed
    Boca Raton, FL
Previous Registrations
  • 2023-08-03 → 2024-09-17
    Cuso Financial Services, L.P.
    Pembroke Pines, FL
    San Diego, CA
    Pembroke Pines, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-25
  • S66 Uniform Combined State Law Examination
    2023-04-25
Other Names
  • Brian John Singer
  • Brian J Singer
  • Brian Singer

View on SEC IAPD

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