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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-02-28 |
| TX | RA | APPROVED | 2023-02-28 |
Branch Locations
641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States
Delano, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Wayzata | MN | 05/2018 | Present |
| Clutch Brewing Co | St Paul | MN | 10/2021 | 09/2023 |
| Buffalo Wild Wings | Duluth | MN | 06/2015 | 04/2018 |
| New Scenic Cafe | Duluth | MN | 06/2017 | 07/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-27 |
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