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Margret Marie Ortloff

Rbc Capital Markets, LLC

Wayzata, MN

Delano, MN

CRD 6950364

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-02-28
TX RA APPROVED 2023-02-28
  • MN RA
    APPROVED
    Since 2023-02-28
  • TX RA
    APPROVED
    Since 2023-02-28

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Delano, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Wayzata MN 05/2018 Present
Clutch Brewing Co St Paul MN 10/2021 09/2023
Buffalo Wild Wings Duluth MN 06/2015 04/2018
New Scenic Cafe Duluth MN 06/2017 07/2017
  • 05/2018 → Present
    Rbc Capital Markets, Llc
    Wayzata, MN
  • 10/2021 → 09/2023
    Clutch Brewing Co
    St Paul, MN
  • 06/2015 → 04/2018
    Buffalo Wild Wings
    Duluth, MN
  • 06/2017 → 07/2017
    New Scenic Cafe
    Duluth, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-27
S63 Uniform Securities Agent State Law Examination 2023-01-27
  • S65 Uniform Investment Adviser Law Examination
    2023-02-27
  • S63 Uniform Securities Agent State Law Examination
    2023-01-27
Other Names
  • Margret Marie Carey
  • Maggie Carey
  • Maggie Ortloff

View on SEC IAPD

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