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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capstar Bank | Athens | TN | 05/2018 | 03/2024 |
| Mckinney Excavating, Inc. | Athens | TN | 09/2017 | 05/2018 |
| Ingles Markets | Athens | TN | 11/2009 | 05/2018 |
| Lpl Financial Llc | Athens | TN | 10/2018 | 03/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2024 | Present |
1) DOWNTOWN SQUARE INVESTMENTS, ATHENS TN, 03/2024, AGENT, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 2) MCMINN COUNTY EDUCATION FOUNDATION, ATHENS TN, 03/2024, BOARD MEMBER, NIR, 2 HR/MO 1 HR/MO TRADING 3) JORDAN K JOHNSTON NOTARY, ATHENS TN, 03/2024, NOTARY, CIVIC, NIR, 1 HR/MO 1 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 30/2024, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 5) UNITED WAY OF MCMINN & MEIGS COUNTIES, 313 Maple St, Athens TN 37303, BOARD MEMBER, NIR, 1 HR/MO - 1 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-14 |
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