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Sarah Fisher

Rbc Capital Markets, LLC

Florham Park, NJ

CRD 6950042

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2025-03-18
NJ RA APPROVED 2025-03-17
TX RA APPROVED 2025-03-17
  • VI RA
    APPROVED
    Since 2025-03-18
  • NJ RA
    APPROVED
    Since 2025-03-17
  • TX RA
    APPROVED
    Since 2025-03-17

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The George Washington University Washington DC 08/2015 05/2019
U.S. House Of Representatives Washington DC 01/2017 05/2017
Bivee Washington DC 11/2017 04/2018
Tradeweb Direct Llc New York NY 06/2018 08/2018
Tradeweb Direct Llc New York NY 07/2019 11/2022
First Republic Securities Company, Llc New York NY 11/2022 09/2023
J.P. Morgan Securities Llc New York NY 09/2023 03/2025
Jp Morgan Chase Bank, N.A. New York NY 10/2023 03/2025
Rbc Capital Markets, Llc Florham Park NJ 03/2025 Present
  • 08/2015 → 05/2019
    The George Washington University
    Washington, DC
  • 01/2017 → 05/2017
    U.S. House Of Representatives
    Washington, DC
  • 11/2017 → 04/2018
    Bivee
    Washington, DC
  • 06/2018 → 08/2018
    Tradeweb Direct Llc
    New York, NY
  • 07/2019 → 11/2022
    Tradeweb Direct Llc
    New York, NY
  • 11/2022 → 09/2023
    First Republic Securities Company, Llc
    New York, NY
  • 09/2023 → 03/2025
    J.P. Morgan Securities Llc
    New York, NY
  • 10/2023 → 03/2025
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 03/2025 → Present
    Rbc Capital Markets, Llc
    Florham Park, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-07
S63 Uniform Securities Agent State Law Examination 2019-12-23
  • S66 Uniform Combined State Law Examination
    2024-10-07
  • S63 Uniform Securities Agent State Law Examination
    2019-12-23
Other Names
  • Sarah Fisher
  • Sarah Mary Fisher

View on SEC IAPD

Nearby Firms

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Nearby Investors

THOMAS J. BIRRITTELLA
DAVID F BOAK
Jason W Hoffman

Nearby Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ

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