Michael James Hlavek

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Raymond James Financial Services, Inc.
  Winter Park, FL
• 12/2013 → Present
  Raymond James Financial Services Advisors Inc.
  Winter Park, FL
• 10/2018 → 03/2023
  Concurrent Advisors
  Winter Park, FL
• 05/2015 → 07/2020
  Winter Park Firefighters Pension
  Winter Park, FL
• 01/2021 → 05/2022
  Concurrent Retirement Solutions
  Winter Park, FL

Previous Registrations

• 2009-06-01 → 2013-12-02
  Morgan Stanley
  Winter Park, FL
  Winter Park, FL
• 2000-12-12 → 2009-06-01
  Citigroup Global Markets Inc.
  Winter Park, FL
  Winter Park, FL

Other Businesses

(1)Name of Business: AGW Group Address: 1560 Orange Ave Ste 650, Winter Park, FL, 32789-5559, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 08/22/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: AGW Group is the name of our OSJ. I am responsible for all aspects of daily operation (2)Name of Business: Blue Eyes Boat, LLC Address: 1560 Orange Ave Ste 650, Winter Park, FL, 32789-5559, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/12/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Blue Eyes Boat, LLC is the holding company for my boat that will be located in the British Virgin Islands. I will have no day to day involvement. (3)Name of Business: Hlavek, Mark and Alyssa Address: 1560 Orange Ave Ste 650, Winter Park, FL, 32789-5559, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 04/08/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will become trustee of my sons Supplemental Needs Trust upon his 18th birthday. Currently my brother is trustee.\n\n***UPDATE Now that my son has turned 18, I am the Trustee of his Supplemental Needs Trust (4)Name of Business: Hlavek, Mike and Kristi Address: 1560 Orange Ave Ste 650, Winter Park, FL, 32789, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 11/15/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am co-trustee with my brother on his revocable trust (5)Name of Business: Hlavek, Mike and Kristi Address: 1560 Orange Ave Ste 650, Winter Park, FL, 32789-5559, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 12/21/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am trustee on my parrents irrevocable trust for my benefit (6)Name of Business: Scarlett, George and Suzie Address: Activity Type: Loans - Personal to and from individuals Position/Title: Lender Investment Related: No Start Date: 01/23/2023 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: My best friend is starting a business and needs a "line of credit" for short term inventory financing. Ready Line is the name of the company (7)Name of Business: Winter Park Wealth Group Address: 1560 Orange Ave Ste 650, Winter Park, FL, 32789, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/15/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I operate WPWG as an RJFS office

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-10
• S63 Uniform Securities Agent State Law Examination
  2000-06-22

Designations

• Certified Financial Planner

Other Names

• Mike James Hlavek