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Encino, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Archer Row Advisory | Encino | CA | 03/2018 | Present |
| Transom Consulting Group Llc | Los Angeles | CA | 02/2017 | 03/2018 |
| Mufg Union Bank, N.A. | Los Angeles | CA | 03/2010 | 11/2016 |
Archer Row Financial LLC Not investment-related 16165 Woodvale Rd, Encino, California 91436 Management consulting to financial institutions Managing Partner Since March 2018 Approximately 20 hours/month Approximately 10 hours/month during trading hours Responsibilities include: research and analysis, drafting policies and procedures, advisory meetings with clients Bank of Hawaii Corporation Not investment-related 130 Merchant Street, Honolulu, HI 96813 Employee supporting work on risk initiatives EVP Since March 2024 Approximately 150 hours/month Approximately 40 hours/month during trading hours Responsibilities include: work with bank employees on risk management and regulatory projects
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-07 |
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