Best Investors Account Sign in

Loni Kay Rothenberger

Morgan Stanley

Camp Hill, PA

CRD 3189583

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
PA RA APPROVED 2014-01-22
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • PA RA
    APPROVED
    Since 2014-01-22

Branch Locations

214 Senate Avenue 7Th Floor, Camp Hill, PA 17011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Harrisburg PA 01/1999 Present
Morgan Stanley Smith Barney Harrisburg PA 06/2009 Present
  • 01/1999 → Present
    Citigroup Global Markets Inc.
    Harrisburg, PA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Harrisburg, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-08-24
  • S63 Uniform Securities Agent State Law Examination
    2004-08-24
Other Names
  • Loni Kay Smith

View on SEC IAPD

More in Camp Hill, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor