Philip Ying Peng

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → 05/2025
  Wells Fargo Clearing Services, Llc
  Seal Beach, CA
• 04/2008 → 12/2017
  United Healthcare
  Minnetonka, MN
• 01/2018 → 04/2018
  Unemployed
  Los Angeles, CA
• 05/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  Pasadena, CA

Previous Registrations

• 2018-08-17 → 2025-05-09
  Wells Fargo Clearing Services, Llc
  Seal Beach, CA
  Pasadena, CA
  Los Angeles, CA
  Seal Beach, CA
  Pasadena, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, LA PALMA, CA, 100% OWNERSHIP, START 6/17/2010, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.;| RENTAL PROPERTY, INV RELATED, EL MONTE, CA, 100% OWNERSHIP, START 9/22/2010, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.;| RENTAL PROPERTY, INV RELATED, COVINA, CA, 100% OWNERSHIP, START 2/12/2013, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.;| RENTAL PROPERTY, INV RELATED, MONTCLAIR, CA, 100% OWNERSHIP, START 5/9/2014, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.;| RENTAL PROPERTY, INV RELATED, QUEEN CREEK, CA, 50% OWNERSHIP, START: 07/10/2024, 1 HOURS PER MONTH, ZERO HOURS DURING TRADING, |LANDLORD. Philip Peng Financial Services; Inv-related; Rowland Heights; CA; Financial advisor; 100% Ownership; Start Date 01/05/2026; 160 hrs per month; 160 during trading

Exams

• S66 Uniform Combined State Law Examination
  2018-08-17

Other Names

• Philip Peng