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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Healdsburg | CA | 01/2012 | 01/2026 |
| Wells Fargo Clearing Services Llc | Santa Rosa | CA | 05/2018 | 01/2026 |
| Transamerica Investors Securities, Llc | Santa Rosa | CA | 02/2026 | Present |
| Transamerica Life Insurance Company | Santa Rosa | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-11 |
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