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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-26 |
Branch Locations
6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Watsonville | CA | 06/2011 | Present |
| Wells Fargo Clearing Services Llc | Watsonville | CA | 05/2018 | Present |
TBD CORP, NOT INVT RELATED, WATSONVILLE, CA, 100% OWNERSHIP, START DATE 4/1/2020, 5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-16 |
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