Thomas David Peck

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Orlando, FL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Orlando, FL

Previous Registrations

• 1999-05-13 → 2009-03-13
  Citigroup Global Markets Inc.
  Winter Park, FL
  Winter Park, FL

Other Businesses

RENTAL PROPERTY; INV RELATED; MAITLAND, FL; 50% OWNERSHIP; START 3/7/2002; 0 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. PECADO PROPERTIES; INV RELATED; WINTER PARK, FL; REAL ESTATE; 50% OWNERSHIP; STAR 1/30/2004; 0 HOURS PER MONTH, 0 DURING TRADING; NO DUTIES. TRUSTEE FOR NANCY; INV RELATED;WINTER PARK,FL; TRUSTEE; START DATE: 02/02/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-02
• S63 Uniform Securities Agent State Law Examination
  1999-06-10