Luke Alfred Hoffman

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 09/2022
  Avantax Investment Services, Inc.
  Saint Marys, PA
• 06/2015 → 01/2019
  Northwest Bank
  Ridgway, PA
• 05/2018 → 01/2019
  Northwest Advisors
  Erie, PA
• 08/2018 → 06/2019
  Penn State Behrend
  State College, PA
• 05/2019 → 07/2019
  Unemployed
  State College, PA
• 01/2016 → 05/2019
  Penn State Behrend
  State College, PA
• 11/2019 → 09/2022
  Avantax Insurance Agency Llc
  Saint Marys, PA
• 03/2020 → 09/2022
  G&A Financial, Llc
  Saint Marys, PA
• 09/2022 → Present
  Stifel, Nicolaus & Company, Incoporated
  Saint Marys, PA

Previous Registrations

• 2020-01-09 → 2022-09-14
  Avantax Advisory Services
  St Marys, PA

Other Businesses

1. Elcam Inc.; 189 West Creek Road St. Marys, PA 15857; Non Profit providing job coaching and employment for special needs individuals.; Board of Directors, Member; Meet quarterly to discuss and plan business operations, budgeting, and long term mission goals.; 04/01/2020; 2 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 2. Boys and Girls Club of St. Marys; 19 N St Marys St St. Marys, PA 15857; Non Profit Boys and Girls Club; Board of Directors, Member; Operations, budgeting, long term planning to fulfill the mission of the club.; 01/03/2022; 2 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 3. Boys and Girls Club of St. Marys; 19 N St Marys St St. Marys, PA 15857; Non Profit Boys and Girls Club; Treasurer, Operations, budgeting, long term planning to fulfill the mission of the club.; 2/1/23; 5 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 4. Elcam Inc.; 189 West Creek Road St. Marys, PA 15857; Non-profit service helping special needs individuals seek employment and social opportunities; Treasurer; Analysis of financial statements/Projected financial statements; 10/31/2025; 1hr/wk; Not during securities trading hours; Not investment related

Exams

• S66 Uniform Combined State Law Examination
  2019-12-16

Designations

• Certified Financial Planner