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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-30 |
| AZ | RA | APPROVED | 2025-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barclays Capital, Inc. | New York | NY | 05/2018 | 11/2021 |
| Cyrus Capital Partners | New York | NY | 06/2016 | 05/2018 |
| Morgan Stanley | Tempe | AZ | 05/2025 | Present |
| Millennium Partners | New York | NY | 11/2021 | 04/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-07 |
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