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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-20
OH RA APPROVED 2018-08-15
  • TX RA
    APPROVED
    Since 2026-08-20
  • OH RA
    APPROVED
    Since 2018-08-15

Branch Locations

Wooster, OH • United States

Wooster, OH • United States

7351 Center Street, Mentor, OH 44060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Indiana Wesleyan University Marion IN 07/2014 06/2018
Indiana Wesleyan University Marion IN 07/2016 06/2018
Thrivent Investment Management Inc Wooster OH 06/2018 Present
Thrivent Financial Appleton WI 06/2018 10/2018
Thrivent Financial Appleton WI 10/2018 Present
  • 07/2014 → 06/2018
    Indiana Wesleyan University
    Marion, IN
  • 07/2016 → 06/2018
    Indiana Wesleyan University
    Marion, IN
  • 06/2018 → Present
    Wooster, OH
  • 06/2018 → 10/2018
    Thrivent Financial
    Appleton, WI
  • 10/2018 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

GRACE CHURCH - WOOSTER POSITION: Board Member NATURE: Church/Religious Services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 4599 Burbank Rd, Wooster OH 44691, United States DESCRIPTION: Support the vision of the ministry staff in wise decision-making related to the direction of the churchRecommend annual budgetsRecommending Senior Pastor to congregation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-14
  • S66 Uniform Combined State Law Examination
    2018-08-14

View on SEC IAPD

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