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Sarah Roberta Stubbs

Beacon Pointe Advisors, LLC

Dallas, TX

Newport Beach, CA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-29
  • TX RA
    APPROVED
    Since 2023-08-29

Branch Locations

5960 Berkshire Ln Suite 1175, Dallas, TX 75225 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Dallas TX 05/2018 08/2023
The Spa-Los Gatos Los Gatos CA 05/2012 05/2018
Beacon Pointe Advisors Dallas TX 08/2023 Present
  • 05/2018 → 08/2023
    Ubs Financial Services Inc
    Dallas, TX
  • 05/2012 → 05/2018
    The Spa-Los Gatos
    Los Gatos, CA
  • 08/2023 → Present
    Beacon Pointe Advisors
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-30
S63 Uniform Securities Agent State Law Examination 2020-10-31
  • S65 Uniform Investment Adviser Law Examination
    2021-04-30
  • S63 Uniform Securities Agent State Law Examination
    2020-10-31

View on SEC IAPD

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