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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-23 |
Branch Locations
11770 Marsh Lane, Dallas, TX 75229 • United States
13398 Preston Rd, Dallas, TX 75240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Denton | TX | 07/2015 | 08/2018 |
| Wells Fargo Clearing Services, Llc | Denton | TX | 05/2018 | 08/2018 |
| J.P. Morgan Securities Llc | Dallas | TX | 08/2018 | Present |
| Jpmorgan Chase Bank, N.A | Dallas | TX | 08/2018 | Present |
| Arm Roofing, Llc | Garland | TX | 11/2019 | 01/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-06 |
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