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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-04-01 |
Branch Locations
485 E 17Th Street Suite 300, Costa Mesa, CA 92627 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc | Newport Beach | CA | 12/2014 | 04/2021 |
| Raymond James Financial Services, Inc | Costa Mesa | CA | 04/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Costa Mesa | CA | 04/2021 | Present |
(1)Name of Business: Abuelita Attic Address: 6 PONY CT, RMV, CA, 92694-1649, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/17/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: maintain the online store and process sells. (2)Name of Business: Empowerment Wealth Management Address: 6 Pony Court, Rancho Mission Viejo, CA, 92694, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/30/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Using for tax purpose (3)Name of Business: The Norton Group Address: 485 E 17th St Ste 300, Costa Mesa, CA, 92627-4719, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/01/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Follow RJFS compliance and procedures as an independent financial advisor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-02 |
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