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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-30 |
| NJ | RA | APPROVED | 2019-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 05/2018 | Present |
| Rider University | Lawrenceville | NJ | 01/2016 | 05/2018 |
| Redd Pen Media | Burlington | NJ | 03/2017 | 09/2017 |
| It's Nutts Restaurant | Titusville | NJ | 06/2012 | 12/2016 |
I*1254279For profit or not for profit: Entity For ProfitName of outside business organization: Night Investment PropertiesInvestment related: NAddress of business: Branchburg, New Jersey, 08876Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 4/14/2023Number of hours devoted: 6 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , The purpose of the company is to buy, renovate, rent, lease, or sell residential properties. The purpose of the LLC is due to legal liability and the structure of the LLC will assist in doing that. My responsibilities will be to make day-to-day operational decisions on behalf of the company, including property acquisitions, property management in some degree, and other business decisions. The time allocated to this will be on the weekends or when off from work duties. I*4117265, Entity Type: , Name of OBA: Estate of G N, Address: Branchburg, New Jersey, 08876, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 03/23/2026, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-10 |
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