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Bonnie French Keller

Wells Fargo Clearing Services, LLC

Boston, MA

Beverly, MA

CRD 3189367

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-16
CA RA APPROVED 2006-08-15
  • TX RA
    APPROVED_RES
    Since 2016-11-16
  • CA RA
    APPROVED
    Since 2006-08-15

Branch Locations

125 High St Ste 1359A, Boston, MA 02110 • United States

Beverly, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Boston MA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Boston MA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-20
S63 Uniform Securities Agent State Law Examination 2002-05-08
  • S65 Uniform Investment Adviser Law Examination
    2005-05-20
  • S63 Uniform Securities Agent State Law Examination
    2002-05-08
Other Names
  • Bonnie Kent French

View on SEC IAPD

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