Colin A Cody

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → Present
  Morgan Stanley
  Chicago, IL
• 02/2018 → 06/2018
  Cody Ventures
  Chicago, IL
• 12/2014 → 02/2018
  Hehmeyer Trading And Investments
  Chicago, IL
• 08/2018 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Other Businesses

1.Personal Trust; Investment related - No; Lake Villa, Illinois; Personal Trust ;Co-trustee; 05/2016; During business hours: 1; After business hours: 10 *354166 - CCR Investments; Investment related - Yes; Chicago, Illinois; Partner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2007; During business hours: 0; After business hours: 1; Administrative

Exams

• S66 Uniform Combined State Law Examination
  2018-08-24

Other Names

• Colin Cody