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James Prassel Fitzgerald

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Reston, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-04
MD RA APPROVED 2022-01-03
TX RA APPROVED 2022-01-03
VA RA APPROVED 2022-01-03
  • FL RA
    APPROVED
    Since 2022-01-04
  • MD RA
    APPROVED
    Since 2022-01-03
  • TX RA
    APPROVED
    Since 2022-01-03
  • VA RA
    APPROVED
    Since 2022-01-03

Branch Locations

11951 Freedom Dr, Reston, VA 20190 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 08/2020 09/2021
Unemployed Patomic MD 06/2020 08/2020
Salisbury University Salisbury MD 08/2016 06/2020
Infocus Financial Advisors, Inc. Salisbury MD 03/2018 08/2019
Fourth Presbyterian Church Bethesda MD 05/2017 08/2017
Merrill Lynch, Pierce, Fenner & Smith Inc. Reston VA 11/2021 Present
Bank Of America, N.A. Reston VA 06/2024 Present
  • 08/2020 → 09/2021
    Equitable Advisors, Llc
    New York, NY
  • 06/2020 → 08/2020
    Unemployed
    Patomic, MD
  • 08/2016 → 06/2020
    Salisbury University
    Salisbury, MD
  • 03/2018 → 08/2019
    Infocus Financial Advisors, Inc.
    Salisbury, MD
  • 05/2017 → 08/2017
    Fourth Presbyterian Church
    Bethesda, MD
  • 11/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Reston, VA
  • 06/2024 → Present
    Bank Of America, N.A.
    Reston, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-17
  • S66 Uniform Combined State Law Examination
    2021-04-17
Other Names
  • James Fitzgerald

View on SEC IAPD

Other Firms

MASON INVESTMENT ADVISORY SERVICES INC
STAPLE INVESTMENTS LLC
CETERA INVESTMENT ADVISERS LLC
CERITY PARTNERS LLC
AUTUMN WIND ASSET MANAGEMENT INC
HOULIHAN FINANCIAL RESOURCE GROUP, LTD.
F L PUTNAM INVESTMENT MANAGEMENT CO.
WEALTHSPIRE ADVISORS

Other Investors

BRIAN MICHAEL KELLEY
SARAH E BAKER
Shayna Amalie Lebowitz
ALLISON LORI Berlenbach Gormier
WILLIAM JESSE DWENGER
MATTHEW JON KRAUSE
BLAINE WILLIAM HOMAN
DEREK LESNAK

Other Offices

MASON INVESTMENT ADVISORY SERVICES INC · RESTON, VA
STAPLE INVESTMENTS LLC · RESTON, VA
CETERA INVESTMENT ADVISERS LLC · RESTON, VA
CERITY PARTNERS LLC · RESTON, VA
AUTUMN WIND ASSET MANAGEMENT INC · RESTON, VA
HOULIHAN FINANCIAL RESOURCE GROUP, LTD. · RESTON, VA
F L PUTNAM INVESTMENT MANAGEMENT CO. · RESTON, VA
WEALTHSPIRE ADVISORS · Reston, VA

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