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Brendan Wanek

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-30
CA RA APPROVED 2021-06-22
  • TX RA
    APPROVED_RES
    Since 2021-06-30
  • CA RA
    APPROVED
    Since 2021-06-22

Branch Locations

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Buffalo NY 05/2018 01/2019
Unemployed Buffalo NY 01/2018 05/2018
College Pro Painters Buffalo NY 01/2017 12/2017
Education Buffalo NY 09/2016 05/2017
College Pro Painters Buffalo NY 05/2016 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 04/2021 Present
Edward Jones Tempe AZ 01/2019 06/2019
Edward Jones Buffalo NY 06/2019 12/2019
American Express Phoenix AZ 01/2020 03/2021
Bank Of America, N.A. Chandler AZ 06/2021 Present
  • 05/2018 → 01/2019
    Edward Jones
    Buffalo, NY
  • 01/2018 → 05/2018
    Unemployed
    Buffalo, NY
  • 01/2017 → 12/2017
    College Pro Painters
    Buffalo, NY
  • 09/2016 → 05/2017
    Education
    Buffalo, NY
  • 05/2016 → 09/2016
    College Pro Painters
    Buffalo, NY
  • 04/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 01/2019 → 06/2019
    Edward Jones
    Tempe, AZ
  • 06/2019 → 12/2019
    Edward Jones
    Buffalo, NY
  • 01/2020 → 03/2021
    American Express
    Phoenix, AZ
  • 06/2021 → Present
    Bank Of America, N.A.
    Chandler, AZ
Previous Registrations
  • 2018-11-28 → 2019-12-11
    Edward Jones
    Buffalo, NY
    St Louis, MO
    Tempe, AZ
    Tonawanda, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-26
  • S66 Uniform Combined State Law Examination
    2018-11-26
Other Names
  • Brendan Wanek
  • Brendan Thomas Wanek

View on SEC IAPD

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VAL VISTA CAPITAL MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENT FINANCIAL GROUP, LLC
MEREDITH DEKKER FINANCIAL SERVICES, LLC

Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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