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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2010-06-11 |
| TX | RA | APPROVED_RES | 2009-11-02 |
Branch Locations
3280 Peachtree Road North East Suite1600, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co, Inc. | Atlanta | GA | 02/1999 | Present |
| Morgan Stanley Smith Barney | Atlanta | GA | 06/2009 | Present |
TAMMY SMITH CASTING, INDEPENDENT CONTRACTOR; START DATE: 08/2016; CAR USED AN EXTRA IN MOVIE; DURING BUSINESS HOURS- 8, AFTER BUSINESS HOURS- 0; ATLANTA, GA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-06-23 |
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