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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-07-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2018 | 06/2020 |
| Axa Equitable | Salt Lake City | UT | 04/2018 | 06/2020 |
| Unemployed | Salt Lake City | UT | 09/2017 | 04/2018 |
| Comphealth | Salt Lake City | UT | 04/2016 | 09/2017 |
| Equitable Advisors, Llc | New York | NY | 04/2018 | 06/2022 |
| Equitable | Salt Lake City | UT | 04/2018 | 06/2022 |
| Transamerica Investors Securities Corporation | South Jordan | UT | 07/2022 | Present |
| Transamerica Life Insurance Company | South Jordan | UT | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-26 |
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