Richard Scott Ewing

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Palm Beach Gardens, FL
• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Palm Beach Gardens, FL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Palm Beach Gardens, FL

Previous Registrations

• 2005-08-01 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
• 2001-03-12 → 2005-08-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Palm Beach, FL

Other Businesses

Real Estate Ownership; Commercial; 13095 Bryan Rd, , Loxahachee Groves, FL, 33470; Not Investment-Related; 06/21/2022 / Lot/Land; Ranchland Road, , Hobe Sound, FL, 33455; Not Investment-Related; 03/01/2023. Independent Insurance Brokering; United of Omaha; 08/18/2023; Fixed Annuity / American National; 08/18/2023; Fixed Annuity. Business Ownership; Seaside Greenery LLC AKA PRA Orchids; Business management; Interior Landscaping and Orchids; 17276 SE Galway Ct., , Tequesta, FL, 33469; Not Investment-Related; 11/01/2020; 10 to 19 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-04-06
• S63 Uniform Securities Agent State Law Examination
  1999-07-08

Designations

• Certified Financial Planner

Other Names

• Dickie Ewing