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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-02-20 |
| TX | RA | APPROVED_RES | 2025-02-20 |
Branch Locations
8120 Penn Avenue South Suite 565, Bloomington, MN 55431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tom Wood Automotive | Richfield | MN | 08/2016 | 05/2018 |
| Thrivent Investment Management Inc | Cottage Grove | MN | 06/2018 | 06/2021 |
| Thrivent Financial | Appleton | WI | 07/2018 | 11/2018 |
| Thrivent Financial | Appleton | WI | 11/2018 | 06/2021 |
| Concourse Financial Group Securities Inc | Bloomington | MN | 06/2021 | 08/2023 |
| (Dba) Innovate Financial Inc | Bloomington | MN | 06/2021 | 08/2023 |
| Slp Wealth | Robbinsdale | MN | 11/2023 | 03/2024 |
| Student Loan Planner | Robbinsdale | MN | 07/2023 | 03/2024 |
| Concourse Financial Group Securities Inc | Robbinsdale | MN | 03/2024 | 02/2025 |
| Innovate Financial Inc | Bloomington | MN | 03/2024 | Present |
| Cetera Wealth Services, Llc | Bloomington | MN | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) INNOVATE FINANCIAL INC; Investment Related; Bloomington, MN; Estate/Financial Planning; Financial Planner; Start Date 03/2024; 128 hours per month with a majority of those hours per month occurring during trading hours; Provide Financial Planning services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-05 |
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