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Mitsuhiro Shimura

Neuberger Berman Bd LLC

Tokyo

New York, NY

CRD 6947699

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-29

Branch Locations

Shin Marunouchi Bldg 11F (Unit 1108) 1-5-1 Marunouchi, Chiyoda-Ku, Tokyo 100-6510 • Japan

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Investment Advisers Llc Chicago IL 04/2018 10/2022
Neuberger Berman East Asia Limited Tokyo 11/2011 04/2018
Neuberger Berman Tokyo 10/2022 Present
  • 04/2018 → 10/2022
    Neuberger Berman Investment Advisers Llc
    Chicago, IL
  • 11/2011 → 04/2018
    Neuberger Berman East Asia Limited
    Tokyo
  • 10/2022 → Present
    Neuberger Berman
    Tokyo
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-30
  • S66 Uniform Combined State Law Examination
    2019-03-30

View on SEC IAPD

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