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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-30 |
Branch Locations
2550 Gray Falls Dr Ste# 395, Houston, TX 77077 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Houston | TX | 05/2018 | Present |
| World Financial Group, Inc. | Houston | TX | 07/2016 | Present |
| Keller Williams Memorial | Houston | TX | 07/2012 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc KELLER WILLIAMS MEMORIAL POSITION: Broker Associate NATURE: Real estate sales, lease, consultation INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2012 ADDRESS: 1220 Augusta Dr, Suite 300, HOUSTON TX 77057, United States DESCRIPTION: Real estate sales, lease, consultation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-09 |
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