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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-24 |
| TX | RA | APPROVED | 2023-07-24 |
Branch Locations
1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Greenwood Village | CO | 06/2021 | 09/2022 |
| Montana Timbers Llc | Bozeman | MT | 05/2020 | 10/2020 |
| Morgan Stanley | Walnut Creek | CA | 06/2019 | 08/2019 |
| Morgan Stanley | Walnut Creek | CA | 05/2018 | 08/2018 |
| Moraga Country Club | Moraga | CA | 05/2018 | 08/2018 |
| Moraga Country Club | Moraga | CA | 05/2016 | 08/2017 |
| Avis Car Rental | Belgrade | MT | 01/2019 | 03/2019 |
| Ridge Athletic Club | Bozeman | MT | 02/2020 | 03/2020 |
| Campolindo High School | Moraga | CA | 08/2013 | 06/2017 |
| Montana State University | Bozeman | MT | 08/2017 | 05/2021 |
| Morgan Stanley | Walnut Creek | CA | 05/2023 | Present |
| Waterway Carwash | Lone Tree | CO | 02/2023 | 04/2023 |
| Unemployment | Denver | CO | 09/2022 | 04/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2023 | Present |
*OBI - 553298 - JV Bubby" Baldwin Service and Conservation Foundation Corp" ; Investment related - No ; Lafayette, California ; Children/Youth :Education: Environmental: Health and Welfare: Land Preservation: Sports: Hardship Assistance ; Officer (non-board member)(proprietor, partner, officer, director, employee, trustee, agent) ; 10/2022 ; During business hours : 0 ; After business hours : 3 ; Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-11 |
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