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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-24
TX RA APPROVED 2023-07-24
  • CA RA
    APPROVED
    Since 2023-07-24
  • TX RA
    APPROVED
    Since 2023-07-24

Branch Locations

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Greenwood Village CO 06/2021 09/2022
Montana Timbers Llc Bozeman MT 05/2020 10/2020
Morgan Stanley Walnut Creek CA 06/2019 08/2019
Morgan Stanley Walnut Creek CA 05/2018 08/2018
Moraga Country Club Moraga CA 05/2018 08/2018
Moraga Country Club Moraga CA 05/2016 08/2017
Avis Car Rental Belgrade MT 01/2019 03/2019
Ridge Athletic Club Bozeman MT 02/2020 03/2020
Campolindo High School Moraga CA 08/2013 06/2017
Montana State University Bozeman MT 08/2017 05/2021
Morgan Stanley Walnut Creek CA 05/2023 Present
Waterway Carwash Lone Tree CO 02/2023 04/2023
Unemployment Denver CO 09/2022 04/2023
Morgan Stanley Private Bank, N.A New York NY 06/2023 Present
  • 06/2021 → 09/2022
    Fidelity Investments
    Greenwood Village, CO
  • 05/2020 → 10/2020
    Montana Timbers Llc
    Bozeman, MT
  • 06/2019 → 08/2019
    Walnut Creek, CA
  • 05/2018 → 08/2018
    Walnut Creek, CA
  • 05/2018 → 08/2018
    Moraga Country Club
    Moraga, CA
  • 05/2016 → 08/2017
    Moraga Country Club
    Moraga, CA
  • 01/2019 → 03/2019
    Avis Car Rental
    Belgrade, MT
  • 02/2020 → 03/2020
    Ridge Athletic Club
    Bozeman, MT
  • 08/2013 → 06/2017
    Campolindo High School
    Moraga, CA
  • 08/2017 → 05/2021
    Montana State University
    Bozeman, MT
  • 05/2023 → Present
    Walnut Creek, CA
  • 02/2023 → 04/2023
    Waterway Carwash
    Lone Tree, CO
  • 09/2022 → 04/2023
    Unemployment
    Denver, CO
  • 06/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Other Businesses

*OBI - 553298 - JV Bubby" Baldwin Service and Conservation Foundation Corp" ; Investment related - No ; Lafayette, California ; Children/Youth :Education: Environmental: Health and Welfare: Land Preservation: Sports: Hardship Assistance ; Officer (non-board member)(proprietor, partner, officer, director, employee, trustee, agent) ; 10/2022 ; During business hours : 0 ; After business hours : 3 ; Business Development/Growth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-24
S63 Uniform Securities Agent State Law Examination 2022-01-11
  • S66 Uniform Combined State Law Examination
    2023-07-24
  • S63 Uniform Securities Agent State Law Examination
    2022-01-11
Other Names
  • Alex M Baldwin
  • Alex Michael Baldwin

View on SEC IAPD

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