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Nicholas Uva

Ubs Financial Services Inc.

Boston, MA

North Reading, MA

New York, NY

New York, NY

CRD 6947460

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-18
NY RA APPROVED 2022-01-31
NJ RA APPROVED 2021-10-12
  • TX RA
    APPROVED
    Since 2022-02-18
  • NY RA
    APPROVED
    Since 2022-01-31
  • NJ RA
    APPROVED
    Since 2021-10-12

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

North Reading, MA • United States

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wake Forest University Winston Salem NC 08/2017 05/2021
The Governor's Academy Byfield MA 09/2013 05/2017
Advanced Medical Strategies Lynnfield MA 05/2018 08/2018
Ubs Financial Services Boston MA 05/2018 08/2018
Ubs Financial Services Boston MA 05/2019 08/2019
Ubs Financial Services Weehawken NJ 07/2021 Present
  • 08/2017 → 05/2021
    Wake Forest University
    Winston Salem, NC
  • 09/2013 → 05/2017
    The Governor's Academy
    Byfield, MA
  • 05/2018 → 08/2018
    Advanced Medical Strategies
    Lynnfield, MA
  • 05/2018 → 08/2018
    Ubs Financial Services
    Boston, MA
  • 05/2019 → 08/2019
    Ubs Financial Services
    Boston, MA
  • 07/2021 → Present
    Ubs Financial Services
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-08
  • S66 Uniform Combined State Law Examination
    2021-10-08
Other Names
  • Nicholas David Uva

View on SEC IAPD

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Nearby Investors

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Nearby Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA

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