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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-30 |
| FL | RA | APPROVED | 2022-11-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.W. Cole Financial, Inc. | Tampa | FL | 06/2020 | 08/2020 |
| Brower Financial Group | Ponte Vedra Beach | FL | 05/2019 | 09/2022 |
| Student | Ponte Vedra Beach | FL | 07/2010 | 06/2020 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 10/2020 | 07/2022 |
| J.W. Cole Financial, Inc. | Tampa | FL | 08/2020 | 10/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 10/2022 | Present |
| Bank Of America, N.A. | Jacksonville | FL | 12/2022 | Present |
DBA - Brower Financial Group; investment related; start date 6/1/2020 - client relations manager; 250 A1A North Suite 100, Ponte Vedra Beach, FL 32082; 160 hours per month, all during trading. I*2166282, Entity Type: Entity Charitable, Name of OBA: The Foundation of Community Hospice & Palliative Care, Address: Jacksonville, Florida, 32257, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 01/09/2025, No Hours: 100 Yearly, No Hours during Trading: 0 Yearly, Duties: Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-14 |
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