David Bement

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 05/2018
  Life Time Athletic
  Charlotte, NC
• 08/2015 → 05/2017
  Elon University Campus Recreation
  Elon, NC
• 12/2010 → 10/2017
  Cafe Bagel
  Elkridge, MD
• 05/2018 → 12/2018
  Ubs Financial Services Inc.
  Charlotte, NC
• 12/2018 → 04/2026
  Ubs Financial Services Inc.
  Charlotte, NC
• 08/2013 → 05/2017
  Education - Elon University
  Elon, NC
• 04/2026 → Present
  Lpl Financial Llc
  Fort Mill, SC

Previous Registrations

• 2019-04-04 → 2026-04-30
  Ubs Financial Services Inc.
  Weehawken, NJ
  Charlotte, NC
  Charlotte, NC
  Weehawken, NJ
  Fort Mill, SC
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2019-04-04

Other Names

• David Frank Bement