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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-07-10 |
| CT | RA | APPROVED | 2021-05-20 |
| TX | RA | APPROVED | 2020-06-15 |
| NH | RA | APPROVED | 2020-06-03 |
Branch Locations
9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States
401 N Tryon St Ci Client Management, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Liberty Bank | Derby | CT | 01/2017 | 01/2018 |
| Citizens Bank | Hamden | CT | 02/2017 | 04/2018 |
| Citizens Bank | Branford | CT | 05/2018 | 10/2019 |
| House Of Bones | Derby | CT | 11/2015 | 02/2017 |
| Gateway Community College | New Haven | CT | 09/2016 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plaistow | NH | 01/2020 | Present |
| Bank Of America, N.A. | Plaistow | NH | 01/2020 | Present |
| Citizens Bank | Nashua | NH | 10/2019 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-23 |
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