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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2019-05-31 |
| TX | RA | APPROVED | 2019-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jm Supply, Inc | Springdale | AR | 07/2015 | 05/2018 |
| Simmons Food, Inc | Siloam Springs | AR | 05/2017 | 08/2017 |
| University Of Arkansas | Fayetteville | AR | 08/2012 | 05/2018 |
| Axa Advisors, Llc | New York | NY | 06/2018 | 04/2019 |
| First National Bank Of Fort Smith | Fort Smith | AR | 05/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 05/2019 | Present |
| Cetera Investment Advisers Llc | Fort Smith | AR | 05/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-14 |
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