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Michael Pinho

Morgan Stanley

New York, NY

Purchase, NY

CRD 3189227

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
NY RA APPROVED 2022-11-11
  • NJ RA
    APPROVED
    Since 2024-11-14
  • NY RA
    APPROVED
    Since 2022-11-11

Branch Locations

1 New York Plaza, New York, NY 10004 • United States

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A New York NY 03/2014 11/2018
Hsbc Securities (Usa) Inc. New York NY 03/2014 11/2018
Hsbc Securities (Usa) Inc. New York NY 11/2018 03/2022
Hsbc Bank Usa, N.A. New York NY 11/2018 03/2022
Citizens Securities Inc. New York NY 03/2022 10/2022
Citizens Bank New York NY 03/2022 10/2022
Morgan Stanley New York NY 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-26
S63 Uniform Securities Agent State Law Examination 2006-10-17
  • S66 Uniform Combined State Law Examination
    2013-04-26
  • S63 Uniform Securities Agent State Law Examination
    2006-10-17

View on SEC IAPD

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