Trung Ho Nguyen

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 10/2025
  Wells Fargo Bank, Na
  Richardson, TX
• 05/2018 → 10/2025
  Wells Fargo Clearing Services, Llc
  Richardson, TX
• 10/2025 → Present
  Ameriprise Financial Services Llc
  Plano, TX

Previous Registrations

• 2018-09-04 → 2025-10-22
  Wells Fargo Clearing Services, Llc
  Richardson, TX
  Fort Worth, TX
  Mckinney, TX

Other Businesses

Business Ownership; T H Nguyenterprise LLC; Owner; Marketing and Branding; 3608 cherry blossom ln, , mckinney, TX, 75070; Not Investment-Related; 04/17/2012; 1 to 9 hours per month; 0 during trading hours / Booth There it is; Co-owner; photobooth business; 1329 Deerfield Dr, , Anna, TX 75409-0348, TX, 75409; Not Investment-Related; 04/01/2017; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2018-09-04

Other Names

• Tony Nguyen