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Amy Marie Guerich

Stepp & Rothwell Inc

Overland Park, KS

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Current Employers
Stepp & Rothwell Inc

7300 College Boulevard Suite 100, Overland Park, KS 66210-2301 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-07-11
  • KS RA
    APPROVED
    Since 2018-07-11

Branch Locations

7300 College Boulevard Suite 100, Overland Park, KS 66210-2301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stepp & Rothwell, Inc. Overland Park KS 10/2010 10/2016
Stepp & Rothwell, Inc. Overland Park KS 10/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-11
  • S65 Uniform Investment Adviser Law Examination
    2018-07-11

View on SEC IAPD

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