Michael Anthony Marinelli

Current Employers

Employment History

• 07/2018 → 02/2019
  Morgan Stanley
  Gilbert, AZ
• 08/2014 → 08/2018
  Arizona State University
  Tempe, AZ
• 01/2018 → 02/2018
  Diamond Asset Management
  Tempe, AZ
• 08/2017 → 12/2017
  University Of Economics, Prague
  Prague
• 10/2019 → 11/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 03/2019 → 09/2019
  Unemployed
  Phoenix, AZ
• 11/2019 → 11/2024
  Bank Of America, N.A
  Chandler, AZ
• 11/2024 → Present
  Trajan Wealth, Llc.
  Scottsdale, AZ

Previous Registrations

• 2019-11-07 → 2024-12-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
  Chandler, AZ
  Palm Harbor, FL
  Fort Lauderdale, FL

Other Businesses

Michael A. Marinelli has a financial industry affiliated business as an insurance agent. Not more than 30% of his time is spent on this activity. From time to time, he offers clients advice or products from this activity. Mr. Marinelli may receive separate yet typical compensation in the form of commissions for the sale of insurance products (i.e. annuities) with commission and/or revenue sharing arrangements typically ranging from 3% to 7%. These practices represent a conflict of interest because it gives Mr. Marinelli an incentive to recommend products based on the commission amount received. This conflict is mitigated by the fact that Mr. Marinelli has a fiduciary responsibility to place the best interest of the client first and clients are not required to purchase any products. Clients have the option to purchase these products through another insurance agent of their choosing.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-06-14
• S63 Uniform Securities Agent State Law Examination
  2019-05-02

Other Names

• Michael Anthony Marinelli
• Michael Marinelli