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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-03-11 |
Branch Locations
1099 E Stuart Dr , Galax , VA 24333 • United States
128 S Tryon Street, Charlotte, NC 28202 • United States
100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 04/2018 | 11/2018 |
| Unemployed | Atlanta | GA | 05/2017 | 04/2018 |
| University Of North Alabama | Atlanta | GA | 08/2015 | 05/2017 |
| E*Trade Securities Llc | Alpharetta | GA | 11/2018 | 05/2019 |
| E*Trade Securities Llc | Charlotte | NC | 05/2019 | 06/2020 |
| E*Trade Capital Management Llc | Charlotte | NC | 06/2020 | 06/2020 |
| E*Trade Securities Llc | Charlotte | NC | 06/2020 | 04/2021 |
| E*Trade Capital Management Llc | Charlotte | NC | 06/2020 | 04/2021 |
| E*Trade Securities Llc | Charlotte | NC | 04/2021 | 08/2023 |
| E*Trade Capital Management Llc | Charlotte | NC | 04/2021 | 08/2023 |
| First Citizens Investor Services | Raleigh | NC | 03/2024 | Present |
| Unemployed | Charlotte | NC | 08/2023 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-18 |
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