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Carlos Antonio Parra

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-25
  • TX RA
    APPROVED
    Since 2023-08-25

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2018 08/2023
Regis Corporation Edina MN 07/2017 01/2018
Unemployed Highland Village TX 06/2017 07/2017
Regis Corporation Edina MN 12/2016 05/2017
Shoe Show, Inc. Concord NC 12/2015 12/2016
Unemployed Highland Village TX 02/2018 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco TX 08/2023 Present
Bank Of America N.A. Frisco TX 09/2023 Present
  • 05/2018 → 08/2023
    Edward Jones
    St Louis, MO
  • 07/2017 → 01/2018
    Regis Corporation
    Edina, MN
  • 06/2017 → 07/2017
    Unemployed
    Highland Village, TX
  • 12/2016 → 05/2017
    Regis Corporation
    Edina, MN
  • 12/2015 → 12/2016
    Shoe Show, Inc.
    Concord, NC
  • 02/2018 → 04/2018
    Unemployed
    Highland Village, TX
  • 08/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Frisco, TX
  • 09/2023 → Present
    Bank Of America N.A.
    Frisco, TX
Previous Registrations
  • 2018-11-21 → 2023-08-28
    Edward Jones
    Highland Village, TX
    St Louis, MO
    Bartonville, TX
    Euless, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-20
  • S66 Uniform Combined State Law Examination
    2018-11-20

View on SEC IAPD

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Other Investors

Raymond Michiel McClure
VICTOR JAMES MCCLURE
Logan Mikel Wakumoto
STEVEN LEWIS RINGO
CHARLES GLEN DANIEL
DIOSELINA G RAMIREZ
RAOUL P SHROFF
CHRISTOPHER KEITH HUGGINS

Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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