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Sonya S Ziolkowski

Htg Investment Advisors Inc

New Canaan, CT

Lakewood, CO

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Current Employers
Htg Investment Advisors Inc

50 Locust Avenue, New Canaan, CT 06840 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-10-01
  • CO RA
    APPROVED
    Since 2021-10-01

Branch Locations

50 Locust Avenue, New Canaan, CT 06840 • United States

Lakewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc. Denver CO 04/2018 07/2021
New York Stem Cell Foundation New York NY 04/2012 03/2018
Htg Investment Advisors, Inc. Lakewood CO 07/2021 Present
  • 04/2018 → 07/2021
    Sanford C. Bernstein & Co., Llc.
    Denver, CO
  • 04/2012 → 03/2018
    New York Stem Cell Foundation
    New York, NY
  • 07/2021 → Present
    Htg Investment Advisors, Inc.
    Lakewood, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-01
S63 Uniform Securities Agent State Law Examination 2019-06-10
  • S65 Uniform Investment Adviser Law Examination
    2021-10-01
  • S63 Uniform Securities Agent State Law Examination
    2019-06-10

View on SEC IAPD

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