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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-20
IL RA APPROVED 2023-10-23
  • TX RA
    APPROVED
    Since 2023-11-20
  • IL RA
    APPROVED
    Since 2023-10-23

Branch Locations

36 E. Galena Blvd., Sugar Grove, IL 60554 • United States

6601 U.S. 34, Oswego, IL 60543 • United States

109 W. Veterans Pkwy, Yorkville, IL 60560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2018 10/2023
Cusd 308 Oswego IL 08/2002 05/2018
Raymond James Financial Advisors, Inc Yorkville IL 10/2023 Present
Fnbo Yorkville IL 10/2023 Present
  • 05/2018 → 10/2023
    St Louis, MO
  • 08/2002 → 05/2018
    Cusd 308
    Oswego, IL
  • 10/2023 → Present
    Raymond James Financial Advisors, Inc
    Yorkville, IL
  • 10/2023 → Present
    Fnbo
    Yorkville, IL
Previous Registrations
  • 2018-07-23 → 2023-10-27
    Yorkville, IL
    St Louis, MO
    Yorkville, IL
    Sugar Grove, IL
    Yorkville, IL
Other Businesses

(1)Name of Business: Thomjohn Properties LLC Address: 25 Winding Creek Rd, Yorkville, IL, 60560, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/14/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a company that I own to rent out a single family home. Of which, is on the market as we speak. \n805 State St.\nYorkville, IL 60560

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-20
  • S66 Uniform Combined State Law Examination
    2018-07-20

View on SEC IAPD

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