Kevin Cunningham

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2016-07-22
CT	RA	APPROVED	2013-02-26

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Glastonbury	CT	02/2011	Present
Bank Of America, N.A.	Glastonbury	CT	02/2013	Present

02/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Glastonbury, CT
02/2013 → Present

Bank Of America, N.A.

Glastonbury, CT

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-07-23
S65	Uniform Investment Adviser Law Examination	2001-02-14