Alexander Cepero

Citigroup Global Markets Inc.

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Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-04-08

FL RA
APPROVED

Since 2025-04-08

Branch Locations

201 S. Biscayne Blvd. Miami Center Office Tower, Miami, FL 33131 • United States

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Coral Gables	FL	04/2018	01/2021
Td Bank	Coral Gables	FL	05/2016	04/2018
Truist Investment Services, Inc.	Atlanta	GA	01/2021	03/2025
Suntrust Advisory Services, Inc.	Atlanta	GA	01/2021	03/2025
Citigroup	Miami	FL	03/2025	Present

04/2018 → 01/2021

Td Ameritrade

Coral Gables, FL
05/2016 → 04/2018

Td Bank

Coral Gables, FL
01/2021 → 03/2025

Truist Investment Services, Inc.

Atlanta, GA
01/2021 → 03/2025

Suntrust Advisory Services, Inc.

Atlanta, GA
03/2025 → Present

Citigroup

Miami, FL

Previous Registrations

2021-01-25 → 2025-03-13

Truist Advisory Services, Inc.

Coral Gables, FL
2020-09-24 → 2021-01-11

Td Ameritrade, Inc.

Coral Gables, FL
2020-09-25 → 2020-12-31

Td Ameritrade Investment Management, Llc

Coral Gables, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-22

S66 Uniform Combined State Law Examination

2020-09-22

View on SEC IAPD

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