Daniel Mulligan

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 01/2018
  Gain Capital
  Bedminster, NJ
• 03/2016 → 03/2017
  Liparis
  Hawthorne, NJ
• 08/2013 → 12/2016
  East Stroudsburg University
  East Stroudsburg, PA
• 05/2018 → 07/2018
  Morgan Stanley Smith Barney Llc
  Morristown, NJ
• 08/2018 → 11/2018
  Securian Financial Services Inc
  St. Paul, MN
• 08/2018 → 11/2018
  Minnesota Life Insurance Co
  St. Paul, MN
• 08/2018 → 11/2018
  Allied Wealth Partners
  Parsippany, NJ
• 12/2018 → 08/2020
  Hennion & Walsh, Inc.
  Parsippany, NJ
• 09/2020 → 09/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
• 02/2018 → 04/2018
  Unemployed
  Denville, NJ
• 11/2020 → 09/2021
  Bank Of America, N.A.
  Florham Park, NJ
• 09/2021 → 01/2023
  Hightower
  Chicago, IL
• 05/2023 → Present
  Commonwealth Financial Network
  Waltham, MA
• 05/2023 → Present
  Preferred Financial Partners
  Bridgewater, NJ
• 01/2023 → 05/2023
  Unemployed
  Denville, NJ

Previous Registrations

• 2021-09-22 → 2023-01-22
  Hightower Advisors, Llc
  Bay Head, NJ
  Madison, NJ
  Chicago, IL
• 2020-12-02 → 2021-09-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Florham Park, NJ

Exams

• S66 Uniform Combined State Law Examination
  2020-11-30
• S63 Uniform Securities Agent State Law Examination
  2019-01-18